Risk and compliance.

How we control risk in our own trading, where we stand with regulators, and what visitors to this site should know.

How we control risk

Controls are built into the software, not left to individual judgment.

Limits per strategy and for the firm on position size, exposure, margin use and daily loss.
Pre-trade checks on every order for size, price sanity and order rate.
Real-time monitoring of positions, orders, connectivity and latency, with alerts.
Kill switch that halts a single strategy or all trading with one action.
Staged rollout. New strategies start at small size and tight limits.
Reconciliation of our records against broker and exchange records.
Failure planning. We design for broker outages, data gaps and software faults, and decide in advance what the system does.

Regulatory position

Annova Capital does not deal in public money. It does not accept deposits or funds from the public, and it does not provide investment advice, portfolio management or research services to the public.

Annova Capital is not registered with the Securities and Exchange Board of India (SEBI) as a portfolio manager, investment adviser or research analyst, and does not hold itself out as one. It trades through registered brokers on the recognised exchanges and follows the rules that apply to those activities.

We do not publish performance figures or targets, and we make no assurance of returns.

Important disclosures

Risk of loss

Trading in securities, futures, options and commodity derivatives involves substantial risk of loss and is not suitable for everyone. Leverage can magnify losses. Past performance is not indicative of future results.

Algorithmic trading

Automated systems can fail or behave unexpectedly because of software defects, data errors, loss of connectivity, exchange or broker outages, or market conditions unlike anything in the historical data.

Not an offer

This website is for general information only. It is not an offer, invitation or solicitation to invest, and it is not investment, legal, tax or financial advice. Descriptions of our approach are general and may change.

Forward-looking statements

Any statement about our plans, technology or intentions reflects our views today and is not a guarantee.

Questions about any of this?

Write to us and we will reply by email.